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Securities Investor Protection Corporation
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61	PDF Document Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:16 Economy Finance Money United States securities law Self-regulatory organizations Financial markets Financial regulation Investment Securities Investor Protection Corporation Deposit account Broker-dealer Money laundering
62	Microsoft Word - APEX 2014 Statement of Financial Condition - FINAL Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:20 Economy Finance Money Financial markets Self-regulatory organizations United States securities law Valuation Payment systems Security Asset liability management Fair value Securities Investor Protection Corporation
63	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: sipc.org Language: English - Date: 2016-06-03 14:53:27
64	350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:12 Economy Finance Money Financial markets Self-regulatory organizations Stock market United States securities law Financial services Securities Investor Protection Corporation Broker-dealer Securities Exchange Act U.S. Securities and Exchange Commission
65	What you should know about... Financial Advisers An investor education and protection program from the Investor Protection Institute Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2016-02-12 16:57:51 Economy Finance Money Personal finance Professional certification in finance Financial planners Financial adviser Investment Certified Financial Planner U.S. Securities and Exchange Commission Adviser Securities Investor Protection Corporation
66	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-06-03 14:53:27 Finance Money Economy Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission
67	Report and Recommendations of the SIPC Modernization Task Force Presented to the Board of Directors Securities Investor Protection Corporation February 2012 Add to Reading List Source URL: sipc.org Language: English - Date: 2016-06-03 15:11:50
68	APEX FDIC-INSURED SWEEP PROGRAM I. DEPOSITS Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:13 Systemic risk Bank regulation in the United States Federal Deposit Insurance Corporation Deposit account Securities Investor Protection Corporation Federal Reserve System Bank Insurance Insured Network Deposit Sweep account
69	APEX CLEARING CORPORATION AND/OR BROKER DEALERS FOR WHICH IT CLEARS CUSTOMER MARGIN AND SHORT ACCOUNT AGREEMENT This Customer Margin and Short Account Agreement (the “Agreement”) sets forth the respective rights and Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-13 20:46:45 Economy Finance Money Financial markets Securities Investor Protection Corporation Broker-dealer Securities Exchange Act Short Deposit account Security Margin Customer
70	Margin Disclosure Statement Robinhood Financial, LLC (“Robinhood Financial”, we”, “us”, or “our”) is a fully disclosed broker-dealer and member of FINRA and SIPC. Robinhood Financial is based in Palo Alto, Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:12 Financial markets Stock market United States securities law Self-regulatory organizations Margin Security Short Futures contract Securities Investor Protection Corporation Stock Securities lending Contract for difference

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